Disciplined List

Details

Name: Schouw, Brendan James
British Columbia - British Columbia Securities Commission
Date of Order or Settlement May 17, 2017
Sanctions
Director, Officer and/or Supervisor Ban with or without exceptions
Trading ban with or without conditions
Investor relations ban with or without exceptions
Registration ban (with or without exceptions) and/or restrictions
Other
Exemption inapplicable with or without exceptions
Payment Agreed/Ordered $74,612 in disgorgement and an administrative penalty of $125,000
Violations
Fraud and/or Forgery and/or Falsification
Supporting Documents
Media Release (English)
Merits Decisions (English)
Media Release (English)
Sanctions Decisions (English)

The CSA presents this information as a plain language summary of information found in publicly available documents. You should review the supporting documents for the full conditions and context of all decisions, orders, and sanctions. Please forward any questions or reports of errors and omissions to csa-acvm-secretariat@acvm-csa.ca



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